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An Update on FINRA’s Crypto Asset Work and the Crypto Hub
Manage episode 430415232 series 2309258
Last summer, we introduced listeners to FINRA’ Crypto Hub and enterprise-wide strategy for keeping up with the evolving crypto asset regulatory landscape. A year later, this remains an important area of focus for investors, the industry and FINRA.
On this episode, Jamie Udinson, senior director of the Cyber and Analytics Unit, Michael Yuan, a director with FINRA’s Risk Monitoring program, and Jason Stralka, an examination manager with the Exam program, join us to provide an update on FINRA’s crypto asset work, to dig into the results of a recent survey of member firms regarding their crypto-asset touchpoints, to tell us about the new spot Bitcoin ETP market and more.
Resources mentioned in this episode:
2024 Regulatory Oversight Report: Crypt Asset Developments
Episode 136: An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
Episode 137: The Crucial Role of FINRA’s CAI Team
Episode 138: FINRA’s Blockchain Lab
54 bölüm
Manage episode 430415232 series 2309258
Last summer, we introduced listeners to FINRA’ Crypto Hub and enterprise-wide strategy for keeping up with the evolving crypto asset regulatory landscape. A year later, this remains an important area of focus for investors, the industry and FINRA.
On this episode, Jamie Udinson, senior director of the Cyber and Analytics Unit, Michael Yuan, a director with FINRA’s Risk Monitoring program, and Jason Stralka, an examination manager with the Exam program, join us to provide an update on FINRA’s crypto asset work, to dig into the results of a recent survey of member firms regarding their crypto-asset touchpoints, to tell us about the new spot Bitcoin ETP market and more.
Resources mentioned in this episode:
2024 Regulatory Oversight Report: Crypt Asset Developments
Episode 136: An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
Episode 137: The Crucial Role of FINRA’s CAI Team
Episode 138: FINRA’s Blockchain Lab
54 bölüm
Tüm bölümler
×1 Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals 15:16
1 Unlocking Transparency: Navigating FINRA’s Market Data Offerings 23:45
1 Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub 32:07
1 Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry 30:16
1 The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health 34:14
1 The Latest Research: Why Do Targets Engage with Scams? 34:50
1 The Victim Experience: When Romance Leads to a Crypto Scam 27:00
1 Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation 19:31
1 FINRA’s Examination Program: Optimizing for the Future 35:31
1 FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets 22:35
1 An Update on FINRA’s Crypto Asset Work and the Crypto Hub 20:11
1 Financial Intelligence Unit: Connecting the Industry with Actionable Information 23:40
1 Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations 22:19
1 Amendments to FINRA Rule 4210: Covered Agency Transactions 28:00
1 FINRA’s High-Risk Representative Program: Keeping an Eye on Individuals Posing a Heightened Risk of Misconduct 34:26
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